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Best Practices 2014

New York City

Event begins: Sep 30, 2014

Event ends: Sep 30, 2014

The Second Annual Regulation and Compliance Seminar will be held on September 30, 2014. This year it will be held at the offices of MSCI in New York City.  The event will begin at 1:30 and be followed by a cocktail reception.  The MSCI offices are located at 7 World Trade Center, 250 Greenwich, NY

Registration for this event is open to everyone, not just CQA members. Any individual who works with a CQA member can attend free of charge. SQA members are invited to attend for a $50 fee and other professionals can register for a $100 fee. Please contact Melissa at melissa@cqa.org for more information.  See the following link for information on the 2013 Conference.

If you are not a CQA member, please see the Guest Registration page for more information on how to register for the event.

The "Sound Practices" document is available for download in a PDF format.  Just click on the link below.

Presenter Title Organization
Ed Keon Best Practices White Paper
Marc Wyatt Regulatory Update SEC
Ted Eichenlaub Role of Supervisors and Compliance Officers ACA Consulting Group
Louis Iglesias Role of Supervisors and Compliance Officers PanAgora
Clark Pellington Role of Supervisors and Compliance Officers QMA
Viktor Ziskin Model Development and Validation CIT
Dan DiBartolomeo Model Development and Validation Northfield
Joel Kaplan Model Development and Validation 1010data
Patricia Flynn Model Governance and Error Handling Intech
Glen Barrentine Model Governance and Error Handling Cadwalader, Wickersham & Taft

PDFs

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